Regulatory Compliance

We will assist you with understanding applicable state and federal regulations and in your compliance efforts, and also can help you conduct internal and external investigations and manage disputed cases involving alleged regulatory violations.

Our knowledge of the regulatory landscape and our positive working relationships with state insurance departments and the relevant federal agencies (including the U.S. Departments of the Treasury and Commerce) enable us to provide you with effective, business-savvy advice on: solvency and capital requirements; credit for reinsurance; PPACA limitations and requirements; state holding company act requirements; privacy and data protection, both domestically and abroad; anti-terrorism and anti-corruption regulations, such as OFAC and the FCPA; and distribution and sales force compliance issues.